Outsourcing Register

No.

Outsourcing Name

Supervision authority

Description of outsourced service

Purpose of the outsourcing

1

Onboarding

CSSF

Support for activities relating to onboarding

Leveraging group capabilities/raise scale effects

2

HR Services

CSSF

Support for activities relating to HR management

Leveraging group capabilities/raise scale effects

3

Sanction screening

CSSF

Sanction monitoring and risk screening

Ensuring compliance with regulations in the context of AML

4

Hosting

CSSF

Hosting applications and client data management

Leveraging group capabilities/raise scale effects

5

Custody services

CBI

Provision of custody services

Ensuring compliance with regulations in the context of custody of assets

6

Custody services

CBI

Provision of custody services

Ensuring compliance with regulations in the context of custody of assets

7

Custody services

CBI

Provision of custody services

Ensuring compliance with regulations in the context of custody of assets

8

Onboarding

CSSF

Support for activities relating to onboarding

Leveraging group capabilities/raise scale effects

9

Onboarding

CSSF

Support for activities relating to onboarding

Leveraging group capabilities/raise scale effects

10

HR Services

CSSF

Support for activities relating to HR management

Leveraging group capabilities/raise scale effects

11

Technical Support

CSSF

Technical Support Apex Bulgaria

Leveraging group capabilities/raise scale effects

12

Risk Management

CSSF

Ratings for customers and banks

Ensuring legal requirements

13

Infrastructure

CSSF

IT infrastructure services

Leveraging group capabilities/raise scale effects

14

Regulatory Reporting

CSSF

Transaction reporting

Ensuring compliance with EMIR

15

Regulatory Reporting

CSSF

Transaction reporting

Ensuring compliance with EMIR

16

Regulatory Reporting

CSSF

Transaction reporting

Ensuring compliance with EMIR

17

HR administration

CSSF

HR administration

Leveraging group capabilities/raise scale effects

18

Calculation market risks

CSSF

Calculation of market price risks

Ensuring compliance with regulations in the context of risk management

19

Reconciliation

CSSF

Reconciliation of transaction based data

Leveraging group capabilities/raise scale effects

20

Client verification

CSSF

Provision of client ID verification services

Ensuring compliance with regulations in the context of AML

21

Sanctions screening

CSSF

Sanctions Screening and Transaction Monitoring

Ensuring compliance with regulations in the context of payments execution

22

Payment service

CSSF

Payment transaction support

Leveraging group capabilities/raise scale effects

23

Risk screening and client identification.

CSSF

Risk screening and client identification

Ensuring compliance with regulations in the context of AML

24

Digital Ledger

CSSF

Banking ledger management service solution

Leveraging group capabilities/raise scale effects

25

PSD2 authentification

CSSF

Multifactor identification solution

Ensuring compliance with PSD2

26

PSD2 Interface

CSSF

Connecitivity solution

Ensuring compliance with PSD2

27

Hosting service.

CSSF

Hosting service

Leveraging group capabilities/raise scale effects

28

IT/Application support.

CSSF

IT/Application support

Leveraging group capabilities/raise scale effects

29

Depositary Oversight

CSSF

Support compliance with depositary function

Leveraging group capabilities/raise scale effects

30

Custody Operations

CSSF

Support compliance with operations of custody and settlement services

Leveraging group capabilities/raise scale effects

31

Ticketing

CSSF

System for service request and change management.

Leveraging group capabilities/raise scale effects

32

Office

CSSF

Managed services for office administration

Leveraging group capabilities/raise scale effects

33

Regulatory Reporting

CSSF

Automated reporting service

Ensuring compliance with CSSF circular 20/747

34

Planning

CSSF

Relationship management administration application

Leveraging group capabilities/raise scale effects

35

Asset Verification application.

CSSF

Asset Verification application

Ensuring compliance with regulations in the context of depositary oversight/Leveraging group capabilities/raise scale effects

36

DRP/BCP

CSSF

Provision of DRP and BCP service

Ensuring compliance with regulations in the context of DRP-BCP/Leveraging group capabilities/raise scale effects

37

HR Services

CSSF

Support for activities relating to HR management

Leveraging group capabilities/raise scale effects

38

HR administration

CSSF

HR administration

Leveraging group capabilities/raise scale effects